CDC’s HICPAC to Gut Hospital Masking Protection for Patients Based on Shoddy “Evidence Review” (and in Further Violation of FACA)

By Lambert Strether of Corrente.

Readers who have been following our HICPAC journey (CDC’s Healthcare Infection Control Practices Advisory Committee) will be aware that HICPAC is holding a meeting on August 22 that could possibly lower infection control standards, especially by eliminating any possibility of universal masking with N95 respirators in hospital settings. (HICPAC members are all affiliated with hospitals or other medical facilities, and are thus conflicted about recommending against universal masking in hospital facilities when their own institutions have already done so.) Readers will also be aware that one reason HICPAC downgraded protections against airborne MRSA in hospitals was budgetary (and not patient safety). Finally, readers will be aware that HICPAC is out of compliance with both the letter and the spirit of the Federal Advisory Committee Act (FACA), the law that governs Federal advisory committees.

In this post, I will let fly at what I hope is the soft underbelly of the beast: a draft document entitled “Isolation Precautions Guideline Workgroup,” acquired by HealthWatch USA after HICPAC’s previous meeting on June 8, not available on the CDC’s HICPAC page, despite its status as a  “work group” document. From Slide 2 of that document:

I write “Slide” 2 because, in yet another sign of our society’s operational incapability, HICPAC is making decisions affecting the health and lives of millions not only based on a draft, but a draft PowerPoint presentation, bullet points and all. That said, from the General Services Administration (GSA), the FACA guidance on “deliberative material”:

The Federal Advisory Committee Act requires advisory committees to make available for public inspection written advisory committee documents, including pre-decisional materials such as drafts, working papers and studies.

In my view, HICPAC’s Designated Federal Officer, Michael Bell, M.D., should use his authority to either postpone or immediately adjourn the August 22 meeting, reconvening when HICPAC is fully compliant with FACA.

Be that is it may, in this post I will look at one section of the “Isolation Precautions” draft: “The Evidence Review” (starting on Slide 26), which poses the following question:

For healthcare personnel caring for patients with respiratory infections, what is the effectiveness of medical/surgical masks compared with N95 respirators in preventing infection?

The “Evidence Review” answers the question it poses — spoiler: “No,” but they’re wrong — in the form of aggregated tables (“snapshots”) that characterize many mask studies. First, I’ll examine the methods by which these tables were created. Then, I will disaggregate the tables, which will yield some interesting results. (It is perhaps at this point needless to say that both the methods and the tables are positively replete with FACA violations, and in fact, at critical points, opaque.) Both parts are quite detailed. This post will be long, but the things that satisfy only come real slow.

Before I begin, a note on the scope of this post: The “Evidence Review” also raises the question of “Adverse Effects” from masking — here one remembers WHO mask-opposing fossil maven John Conly weighing the harms of SARS-CoV-2 infection against the harms of acne — but they are out of scope for this post. Further, even though the “H” in HICPAC stands for “Healthcare,” not “Hospital,” I will mentally prioritize hospitals over other institutions; partly because I wish to drive the project of universal masking in hospitals forward, but also as a sop to the interests of HICPAC members, the vast majority of whom are affiliated with these institutions.

HICPAC “Evidence Review” Methods (with FACA Violations)

Slide 28 gives an overview of the methods used for the “Evidence Review”:

First, I will look at PRISMA [1], then DHQP [2]. I will look at the aggregated tables [3] in the next section, disaggregating the so-called “evidence snapshots.” Note once more the boilerplate at [5]: Whether or not “the findings and conclusions herein are draft” and “have not been formally disseminated by the Centers for Disease Control and Prevention and should not be construed to represent any agency determination or policy,” that this does not remove HICPAC’s duty under FACA to make this draft available to the public. (I’ve gotta say that the red, yellow, and green icons [4] remind me powerfully of the color-coded “Homeland Security Advisory System” under President George W. Bush. Red is bad!) 

First, PRISMA. PRISMA (“Preferred Reporting Items for Systematic Reviews and Meta-Analyses”) is sponsored by the Ottawa Hospital Research Institute, the University of Oxford, and Monash University. PRISMA’s scope:

PRISMA is an evidence-based minimum set of items for reporting in systematic reviews and meta-analyses. PRISMA primarily focuses on the reporting of reviews evaluating the effects of interventions, but can also be used as a basis for reporting systematic reviews with objectives other than evaluating interventions (e.g. evaluating aetiology, prevalence, diagnosis or prognosis).

Well and good. PRISMA also provides a handy checklist for entities that wish to conform to its guidelines. Here, in relevant part, is the checklist; it’s a literal checklist; I have helpfully added a red “❌” in the right hand column for every item that is not provided by the HICPAC “Evidence Review”:

In detail by item # (column 2):

(1): The “Evidence Review” is not identified as a “Systematic Review.” That phrase appears nowhere in the document. “Evidence Review” is not an acceptable as a title under PRISMA.2

(2): There is no abstract.

(5): The inclusion and exclusion criteria for the studies are not specified. (The Appendix contains all the mask studies listed in the “References” formatted as a table. I have made all links clickable, something HICPAC unaccountably failed to do.)

(6): No information sources are specified. No dates for search or consultation are specified.

(7): No “full” search strategy is presented.

(8): No selection strategy is specified.

In short, we are looking at a vague gesture in PRISMA’s direction, not “standard PRISMA protocol,” as Slide 28 and DHQP would have it. We are not looking at the “minimum set” of items necessary to follow PRISMA guidelines. If a checklist with the missing items does not exist, then HICPAC is derelict in its duties. If it does exist, even in draft form, then HICPAC is in gross violation of FACA by not making them public. So far, we are looking mere formalism.

Second, DHQP (CDC’s Division of Healthcare Quality Promotion). From its page:

The mission of the Division of Healthcare Quality Promotion (DHQP) is to protect patients; protect healthcare personnel; and promote safety, quality, and value in both national and international healthcare delivery systems

And:

In carrying out its mission, DHQP… promotes the nationwide implementation of Healthcare Infection Control Practices Advisory Committee (HICPAC) recommendations and other evidence-based interventions to prevent HAIs, antibiotic resistance, and related adverse events or medical errors among patients and healthcare personnel.1

Well and good. But where, exactly, are these “scales” (Slide 28, above), developed by DHQP, by which the “internal validity of individual studies” aggregated in the putative “Evidence Review” is assessed? The scales are not incorporated anywhere in the draft document, not even by reference. Since the author of the “Evidence Review,” “Erin Stone, MPH” is the “Lead, Office of Guidelines and Evidence Review (OGER)” for DHQP, one presumes the scales exist and have been applied to the studies. Once again, if these deliverables do not exist, HICPAC is derelict in its duties. If they do, even in draft form, HICPAC is in gross violation of FACA.

Having established that the “Evidence Review” does not conform to PRISMA, and having established that if indeed there are “scales” by which the aggregated studies were evaluated, we the public have no idea what they may be or where they are to be found — not on the HICPAC page at CDC! — let us turn to the “snapshot tables” and disaggregate them.

Quality of HICPAC Evidence Review on Masks

There are two “snapshot tables” that aggregate the individual studies (recall that I have ruled “Adverse Events” out of scope). Let us look at each in turn. Slide 31:

I’ve helpfully highlighted major points in yellow. Under “Outcome,” we see that this table is directly relevant to Covid, which is airborne. Under “Summary” we see how DHQP, in the person of Erin Stone, has answered the major question posed by the “Evidence Review.” Under Studies, we see “N”, presumably the aggregated N of all the studies. (I highlight this only because it seems odd to view participants across studies as fungible; perhaps statistics or epidemiology mavens can clarify.)

Now let’s look at the footnotes to the table, (d) – (a), because as any lawyer knows, footnotes are where the fun is to be had, and as Edward Tufte knows, the detail is buried at the lowest level.

(d) “Recall bias and confounding affect the confidence of these findings; however, it is not expected that the addition of new evidence will alter these findings.” First, “affect the confidence” how much? Apparently, this is entirely a subjective matter, much like “confidence” in the stock market, and not a metric at all. So we don’t need to worry very unduly about statistical detail, if DHQP doesn’t. Next, note the institutional voice in “it is not expected.” “Not expected” by whom and why? Once again, FACA would like to know, especially since HICPAC is about to decide not to wait for “new evidence” (that is, additional studies, perhaps like this one) before making a decision affecting the life and health of millions.

(c) “Results are inconsistent for viral respiratory infections; however, the majority of studies suggest no difference.” First, “inconsistent” why? The Covid conscious would like to know. Second, is science really performed by majority vote? MR SUBLIMINAL Pause for discussion of paradigm shifts and “one funeral at a time”.

(a) – (b) Metrics for “Strength” and “Precision” are disaggregated in Table I below.

Slide 32:

Once again, I have highlighted major points in yellow. Under “Outcome,” we see “VRI” (Viral Respiratory Infection, which is good, since SARS-CoV-2 is a virus). For comments on “Summary” and “Studies, see Slide 31, above.

And to the footnotes, again starting from the bottom:

(l) “Confounding affects the confidence in these findings and it is that the addition of new evidence may alter these findings.” First, “and it is that” shows that this footnote, not being grammatical is meaningless; read it again if you disagree. Second, “may alter these findings” why? Who says? And why does does Slide 31, footnote (d) “not expect” new evidence, and this footnote contemplate it?

(h) – (k) Metrics for “Strength” and “Precision” are disaggregated in Table I below.

Now let us disaggregate. Table I lists every study in the “snapshots” in Slides 31 and 32. My goal in doing this is to see if the studies differ significantly in any way, such that an aggregation would conceal rather than reveal. (Recall from our examination of PRISMA that we do not know the inclusion or exclusion criteria for the studies, the information sources or dates of search, the search strategy, or the selection strategy.) First, I’ll present the disaggregation, then explain it, then look at what the aggregation may have concealed, that disaggregation reveals.

Table I: Disaggregating HICPAC’s “Evidence Review” on Masking

        Strength Precision  
        Confounders          
# Short Name Study Type Demerits Eye Coworkers Pnt. Mask Commun. Tasks Retro. Small Compl. CI Null
26 Macintyre 2011 RCT 2 `            
27 Macintyre 2014 RCT 2              (2004)
39 Radonovich 2019 RCT 2            
28 Macintyre 2013 RCT 3          
14 Haller 2022 Cohort 4        
7 Belan 2022 Matched case-control 5      
24 Loeb 2009 Randomized Trial 5      
23 Loeb 2022 Randomized Trial 5      
21 Li 2021 Cohort 6    
46 Wilson 2022 Cross-sectional 6      
36 Piapan 2020 Observational 7  
5 Ang 2010 Observational 8    
25 Loeb 2004 Cohort 8
17 Khurana 2021 Observational 10

LEGEND

Except for “#”, column headings are derived from Slide 31:

#: Cross-reference to “#” column in Table II, in the Appendix.

Confounders: “Eye,” Eye Protection; “Co-Workers,” Co-Worker Exposures; “Pnt. Mask,” Patient Masking; “Tasks,” Healthcare Tasks.

Retro.: Retrospective, at risk of recall bias.

Compl.: Either did not report on compliance, or did not measure objectively.

CI: Confidence Interval

Null: Includes the null hypothesis.

Reading horizontally, you can see that every row represents a study. In each row, there are columns for all the confounders and other negative factors (“Retro.”, “Small”) described in footnotes (a)-(b) in Slide 31, and footnotes (h)-(k) in Slide 32. Wherever a “snapshot” footnote categorized a study with a negative factor, I put a red “x” in that factor’s column. For each study, I summed the red “x”‘s, and put that value in the Demerits column. I then sorted the table on Demerits. As you can see, studies 26 – 39 have the fewest demerits — hence are the best studies, for this definition of “best.” Study 17, at the bottom, with demerits across the board, is the worst. 

What does our disaggregation reveal? Let’s quote from the “best” studies, which I have highlighted. (It may or may not be significant that four out of the top five are [genuflects] RCTs.) There are three Macintyres, so let’s quote from them first:

First, #26, Macintyre 2011, “A cluster randomized clinical trial comparing fit‐tested and non‐fit‐tested N95 respirators to medical masks to prevent respiratory virus infection in health care workers.” From the Interpretation:

Rates of infection in the medical mask group were double that in the N95 group. A benefit of respirators is suggested but would need to be confirmed by a larger trial, as this study may have been underpowered.

Note that the “Evidence Review” does not characterize Macintyre 2011 as “small,” so perhaps Macintyre is being overly punctilious (they make a number of other qualifications, as they should, in the discussion). N = 1441 HCWs in 15 Beijing hospitals. An interesting sidelight on adverse events:

Interestingly, this population of Chinese HCWs reported overall similar rates of discomfort with masks as parents in our household study, 10 with higher rates in the N95 group, but it did not affect their adherence with mask/respirator wearing. This suggests that discomfort is not the primary driver of adherence, and rather, cultural acceptability and other behavioural factors may be the main reason for non‐adherence. The past experience of Beijing health workers with SARS may also be a factor in the high adherence. This level of adherence may not translate to Western cultural contexts in a normal winter season, especially for N95 respirators; however, adherence can change with perception of risk.

Second, #27, Macintyre 2014, “Efficacy of face masks and respirators in preventing upper respiratory tract bacterial colonization and co-infection in hospital healthcare workers“:

N95 respirators were significantly protective against bacterial colonization, co-colonization and viral-bacterial co-infection. We showed that dual respiratory virus or bacterial-viral co-infections can be reduced by the use of N95 respirators. This study has occupational health and safety implications for health workers.

And: 

We have previously shown that N95 respirators protect against clinical respiratory illness (MacIntyre et al., 2011, Macintyre et al., 2013). N95 respirators, but not medical masks, were significantly protective against bacterial colonization, co-colonization, viral-bacterial co-infection and dual virus infection in HCWs. We also showed a statistically significant decrease in rates of bacterial respiratory colonization with increasing levels of respiratory protection. The lowest rates were in the N95 group, followed by the medical mask group, and the highest rates were in HCWs who did not wear a mask. Although the clinical significance of this finding is unknown in terms of the implications for HCWs, we have shown that such colonization can be prevented by the use of N95 respirators.

Third, #28, Macintyre 2019, “A Randomized Clinical Trial of Three Options for N95 Respirators and Medical Masks in Health Workers“:

Continuous use of N95 respirators was more efficacious against CRI than intermittent use of N95 or medical masks. Most policies for HCWs recommend use of medical masks alone or targeted N95 respirator use. Continuous use of N95s resulted in significantly lower rates of bacterial colonization, a novel finding that points to more research on the clinical significance of bacterial infection in symptomatic HCWs. This study provides further data to inform occupational policy options for HCWs.

And: 

In a setting of high occupational risk for HCWs, the key observation of this study is significant protective efficacy against clinical infection of continuous use of N95 respirators compared with targeted use and medical masks, despite significantly poorer adherence in the continuous use N95 arm. These results add weight to the findings of our previous study (16) that showed that N95 respirators have superior clinical efficacy to medical masks, despite the greater discomfort and lower adherence associated with respirator use. We also showed that the benefit of N95 respirators persisted after adjusting for the potential confounding by influenza vaccination and hand washing.

(An interesting discussion follows on why a control arm with no masking isn’t ethical, at least in China.)

And now, to be fair, fourth, #39, Radonovich 2019, “N95 Respirators vs Medical Masks for Preventing Influenza Among Health Care Personnel: A Randomized Clinical Trial“:

Among outpatient health care personnel, N95 respirators vs medical masks as worn by participants in this trial resulted in no significant difference in the incidence of laboratory-confirmed influenza.

And:

In this pragmatic, cluster randomized trial that involved multiple outpatient sites at 7 health care delivery systems across a wide geographic area over 4 seasons of peak viral respiratory illness, there was no significant difference between the effectiveness of N95 respirators and medical masks in preventing laboratory-confirmed influenza among participants routinely exposed to respiratory illnesses in the workplace.

Finally, fifth, #14 Haller 2022, “Impact of respirator versus surgical masks on SARS-CoV-2 acquisition in healthcare workers: a prospective multicentre cohort“:

Respirators compared to surgical masks may convey additional protection from SARS-CoV-2 for HCW with frequent exposure to COVID-19 patients.

And:

This is, to our knowledge, the first prospective multicentre study comparing the effect of respirators and surgical masks regarding protection from SARS-CoV-2.

The overall association between FFP2 use and risk for SARS-CoV-2 infection was marginally not significant. This is probably a reflection of the heterogeneous study population, two thirds of which consisted of HCW with only sporadic (or even no known) COVID-19 exposure. However, for HCW with frequent exposure, we found a significant protective effect associated with FFP2 use. Several reports suggest that aerosol transmission is indeed a non-negligible mode of SARS-CoV-2 transmission and that respirators may provide additional protection compared to surgical masks. On the other hand, case reports have suggested that surgical masks are equivalent to respirators in protecting HCW from SARS-CoV-2 infection/ These supposedly contradictory findings can be reconciled when considering a particular feature of SARS-CoV-2, namely its high overdispersion.

Why the differences between Macintyre 2011, Macintyre 2014, and Macintyre 2019, on the one hand (thumbs up to respirators, thumbs down to “Baggy Blues” and Radonovich 2019 (“makes no difference”)? I would speculate that all the Macintyre studies were for a single season in-hospital, and Radonovich was over several years for outpatient sites, so for Radonovich the community was a massive confounder. Why the difference between Radonovich 2019 and Haller 2022, which includes hospitals and outpatient clinics (rehabilitation, psychiatry)? I can’t speculate, although Radonovich was for influenza, and Haller for flu. 

Conclusion

A few thoughts:

1. I think any reader or citizen not inside the cozy club of HICPAC and DHQP would and of right ought to be frustrated and outraged by the lack of transparency in the process of making mask policy. FACA was designed, and GSA provided guidance, exactly so that the public could be fully informed of the scientific thinking behind HICPAC guidance. And yet, as I show in case after case, information that FACA mandates be made “available for public inspection” (including drafts) is outright missing, whether from the “Isolation Precautions Guideline Workgroup” document, or from the CDC site. How is a dull normal like me supposed to prepare for the August 22 HICPAC meetings? Are we simply to take CDC deliverables on faith? How has that been working out so far?

2. Readers and citizens, if not already outraged by missing information and HICPAC’s failure to abide by the plain meaning of FACA, should also be outraged by HICPAC’s mischaracterization of the material that we can see. DHQP characterizes its so-called “Evidence Review” as following PRISMA “standard protocol.” As I show, it does not, down to the very title. Again, if there’s a full, written, formal version of the “Isolation Precautions Guideline Workgroup” parallel to or derived from the slides, it’s a FACA violation not to make it “available for public inspection.” Does it exist? Or a slide deck — is that all there is?

3. I’d very much like to believe that when I disaggregate Slides 31 and 32, and pro-respirator, anti-Baggy Blue studies — to everyone’s utter surprise! — float to the top, that I have committed an error, and that HICPAC and CDC are on the up-and-up, having learned something from CDC’s initial debacle on mask policy, and its losing tooth-and-nail battle against the science and engineering of airborne transmission. Recall, however, our examination of PRISMA: We do not know the inclusion or exclusion criteria for the studies, the information sources or dates of search, the search strategy, or the selection strategy. CDC has form. A hermeneutic of suspicion is fully justified.

4. Grant, for a moment, that all the studies are bad and we don’t know anything. Doesn’t it make sense to err on the side of patient welfare, rather than Hospital Infection Control’s line item for PPE?

5. “But muh statistics!” What statistics? I don’t see any statistics. I see colored icons. See discussion of PRISMA and DHQP, above.

6. Given that “everything is like CalPERS,” I wonder if HICPAC has simply delegated too much authority to staff, and is simply rubberstamping DHQP’s work product, not least because its implicit conclusions conform to their own priors.

NOTES

1 DHQP “promotes” HICPAC recommendations, HICPAC’s charter says that one of HICPAC’s “duties” is to provide “guidance” to DHQP, and yet here we have DHQP providing an “Evidence Review” to HICPAC. It all seems rather reflexive and circular.

2 I’m not being overly fastidious. From the BMJ, “PRISMA 2020 explanation and elaboration: updated guidance and exemplars for reporting systematic reviews“:

Item 1. Identify the report as a systematic review

Explanation: Inclusion of “systematic review” in the title facilitates identification by potential users (patients, healthcare providers, policy makers, etc) and appropriate indexing in databases. Terms such as “review,” “literature review,” “evidence synthesis,” or “knowledge synthesis” are not recommended because they do not distinguish systematic and non-systematic approaches. We also discourage using the terms “systematic review” and “meta-analysis” interchangeably because a systematic review refers to the entire set of processes used to identify, select, and synthesise evidence, whereas meta-analysis refers only to the statistical synthesis. Furthermore, a meta-analysis can be done outside the context of a systematic review (for example, when researchers meta-analyse results from a limited set of studies that they have conducted).

APPENDIX

Table II: HICPAC’s”Literature review: Mask References”

HICPAC’s “Literature review” is a list that begins on Slide 49. For readability, I have formatted the list in table form. Table is sorted with Masks (“M”) first, then Adverse Events (“AE”). Although this post only covers masks, all the references are provided as a service.

# M/AE Country FT/A Date Study Type Study Method Author(s) Title Journal
26 M China FT 2011 RCT T MacIntyre CR, Wang Q, Cauchemez S, Seale H, Dwyer DE, Yang P, et al. A cluster randomized clinical trial comparing fit-tested and non-fit-tested N95 respirators to medical masks to prevent respiratory virus infection in health care workers Influenza Other Respir Viruses
27 M China FT 2014 RCT T MacIntyre CR, Wang Q, Rahman B, Seale H, Ridda I, Gao Z, et al. Efficacy of face masks and respirators in preventing upper respiratory tract bacterial colonization and co-infection in hospital healthcare workers Prev Med
28 M China FT 2013 RCT T MacIntyre CR, Wang Q, Seale H, Yang P, Shi W, Gao Z, et al. A randomized clinical trial of three options for N95 respirators and medical masks in health workers Am J Respir Crit Care Med
39 M United States FT 2019 RCT O Radonovich LJ, Jr., Simberkoff MS, Bessesen MT, Brown AC, Cummings DAT, Gaydos CA, et al. N95 Respirators vs Medical Masks for Preventing Influenza Among Health Care Personnel: A Randomized Clinical Trial Jama
23 M Canada, Israel, Pakistan, and Egypt FT 2022 Randomized Trial T Loeb M, Bartholomew A, Hashmi M, Tarhuni W, Hassany M, Youngster I, et al. Medical Masks Versus N95 Respirators for Preventing COVID-19 Among Health Care Workers Annals of Internal Medicine
24 M Canada FT 2009 Randomized Trial T Loeb M, Dafoe N, Mahony J, John M, Sarabia A, Glavin V, et al. Surgical Mask vs N95 Respirator for Preventing Influenza Among Health Care Workers: A Randomized Trial. JAMA
5 M Singapore FT 2010 Observational Q Ang B, Poh BF, Win MK, Chow A. Surgical masks for protection of health care personnel against pandemic novel swine-origin influenza A (H1N1)-2009: results from an observational study Clin Infect Dis
11 M Italy FT 2020 Observational Q Gelardi M, Fiore V, Giancaspro R, La Gatta E, Fortunato F, Resta O, et al. Surgical mask and N95 in healthcare workers of Covid-19 departments: clinical and social aspects Acta Biomed
12 M United States FT 2021 Observational Q Haas BT, Greenhawt M. Association between type of personal protective equipment worn and clinician self-reported COVID-19 infection The Journal of Allergy and Clinical Immunology: In Practice
17 M India FT 2021 Observational Q Khurana A, Kaushal G, Gupta R, Verma V, Sharma K, Kohli M. Prevalence and clinical correlates of COVID-19 outbreak among health care workers in a tertiary level hospital in Delhi Am. J. Infect. Dis
29 M United States A 2000 Observational Q Manangan LP, Bennett CL, Tablan N, Simonds DN, Pugliese G, Collazo E, et al. Nosocomial tuberculosis prevention measures among two groups of US hospitals, 1992 to 1996 Chest
32 M Greece FT 2022 Observational Q Mouliou DS, Pantazopoulos I, Gourgoulianis KI. Medical/Surgical, Cloth and FFP/(K)N95 Masks: Unmasking Preference, SARS-CoV-2 Transmissibility and Respiratory Side Effects J Pers Med
36 M Italy FT 2020 Observational T Piapan L, De Michieli P, Ronchese F, Rui F, Mauro M, Peresson M, et al. COVID-19 outbreak in healthcare workers in hospitals in Trieste, North-east Italy J Hosp Infect
7 M France FT 2022 Matched case-control Q Belan M, Charmet T, Schaeffer L, Tubiana S, Duval X, Lucet JC, et al. SARS-CoV-2 exposures of healthcare workers from primary care, long-term care facilities and hospitals: a nationwide matched case-control study Clin Microbiol Infect
46 M France FT 2022 Cross-sectional Q Wilson S, Mouet A, Jeanne-Leroyer C, Borgey F, Odinet-Raulin E, Humbert X, et al. Professional practice for COVID-19 risk reduction among health care workers: A cross-sectional study with matched case-control comparison PLoS One
14 M Switzerland FT 2022 Cohort Q Haller S, Güsewell S, Egger T, Scanferla G, Thoma R, Leal-Neto OB, et al. Impact of respirator versus surgical masks on SARS-CoV-2 acquisition in healthcare workers: a prospective multicentre cohort Antimicrob Resist Infect Control
21 M United States FT 2021 Cohort O Li A, Slezak J, Maldonado AM, Concepcion J, Maier CV, Rieg G. SARS-CoV-2 Positivity and Mask Utilization Among Health Care Workers JAMA Network Open
25 M Canada FT 2004 Cohort O Loeb M, McGeer A, Henry B, Ofner M, Rose D, Hlywka T, et al. SARS among critical care nurses, Toronto. Emerg Infect Dis
47 M China FT 2020 Cohort T Xie Z, Zhou N, Chi Y, Huang G, Wang J, Gao H, et al. Nosocomial tuberculosis transmission from 2006 to 2018 in Beijing Chest Hospital, China Antimicrob Resist Infect Control
10 M United States FT 2021 Clinical Trial Q Cummings DAT, Radonovich LJ, Gorse GJ, Gaydos CA, Bessesen MT, Brown AC, et al. Risk Factors for Healthcare Personnel Infection With Endemic Coronaviruses (HKU1, OC43, NL63, 229E): Results from the Respiratory Protection Effectiveness Clinical Trial (ResPECT) Clin Infect Dis
45 M United States A 2009 “Retrospective Review”  T Welbel SF, French AL, Bush P, DeGuzman D, Weinstein RA. Protecting health care workers from tuberculosis: a 10-year experience Am J Infect Control
42 AE Taiwan FT 2021 RCT Q Su CY, Peng CY, Liu HL, Yeh IJ, Lee CW. Comparison of Effects of N95 Respirators and Surgical Masks to Physiological and Psychological Health among Healthcare Workers: A Randomized Controlled Trial Int J Environ Res Public Health
2 AE Iran FT 2022 Observational Aliabadi M, Aghamiri ZS, Farhadian M, Shafiee Motlagh M, Hamidi Nahrani M. The Influence of Face Masks on Verbal Communication in Persian in the Presence of Background Noise in Healthcare Staff Acoust Aust
4 AE Turkey FT 2022 Observational O Altun E, Topaloglu Demir F. Occupational facial dermatoses related to mask use in healthcare professionals Journal of Cosmetic Dermatology
16 AE Turkey FT 2021 Observational Q İpek S, Yurttutan S, Güllü UU, Dalkıran T, Acıpayam C, Doğaner A. Is N95 face mask linked to dizziness and headache? Int Arch Occup Environ Health
19 AE Poland FT 2020 Observational Q Krajewski PK, Matusiak Ł, Szepietowska M, Białynicki-Birula R, Szepietowski JC. Increased Prevalence of Face Mask—Induced Itch in Health Care Workers Biology
30 AE India FT 2021 Observational T Manerkar HU, Nagarsekar A, Gaunkar RB, Dhupar V, Khorate M. Assessment of Hypoxia and Physiological Stress Evinced by Usage of N95 Masks among Frontline Dental Healthcare Workers in a Humid Western Coastal Region of India-A Repeated Measure Observational Study Indian J Occup Environ Med
31 AE Italy FT 2021 Observational Q Maniaci A, Ferlito S, Bubbico L, Ledda C, Rapisarda V, Iannella G, et al. Comfort rules for face masks among healthcare workers during COVID-19 spread. Ann Ig
34 AE Korea FT 2021 Observational Q Park SJ, Han HS, Shin SH, Yoo KH, Li K, Kim BJ, et al. Adverse skin reactions due to use of face masks: a prospective survey during the COVID-19 pandemic in Korea J Eur Acad Dermatol Venereol
37 AE Canada A 2022 Observational T Pietrzyk AK, Eldehimi F, Nicolaou S, Yu SM, Forster BB. The Effect of Mask Wearing on the Accuracy of Radiology Reports in an Academic Hospital Setting Can Assoc Radiol J
43 AE China FT 2020 Observational Q Tang J, Zhang S, Chen Q, Li W, Yang J. Risk factors for facial pressure sore of healthcare workers during the outbreak of COVID-19 International Wound Journal
48 AE Pakistan FT 2021 Observational Q Zaib D, Naqvi F, Inayat S, Yaqoob N, Tahir K, Sarwar U, et al. Cutaneous impact of surgical mask versus N 95 mask during covid-19 pandemic: Incidence of dermatological side effects and response of topical methylprednisolone aceponate (MPA) treatment to associated contact dermatitis Journal of Pakistan Association of Dermatologists
9 AE Turkey A 2022 Observational Q Cigiloglu A, Ozturk E, Ganidagli S, Ozturk ZA. Different reflections of the face mask: sleepiness, headache and psychological symptoms Int J Occup Saf Ergon
38 AE United States FT 2009 Crossover   Radonovich LJ, Jr., Cheng J, Shenal BV, Hodgson M, Bender BS. Respirator tolerance in health care workers Jama
1 AE Iran FT 2022 Cross‑sectional Q Abdi M, Falahi B, Ebrahimzadeh F, Karami-Zadeh K, Lakzadeh L, Rezaei-Nasab Z. Investigating the Prevalence of Contact Dermatitis and its Related Factors Among Hospital Staff During the Outbreak of the COVID-19 Epidemic: A Cross-Sectional Study Iran J Nurs Midwifery Res
3 AE Singapore A 2022 Cross-sectional Q Aloweni F, Bouchoucha SL, Hutchinson A, Ang SY, Toh HX, Bte Suhari NA, et al. Health care workers’ experience of personal protective equipment use and associated adverse effects during the COVID-19 pandemic response in Singapore J Adv Nurs
6 AE Turkey FT 2020 Cross-sectional Q Atay S, Cura Ş. Problems Encountered by Nurses Due to the Use of Personal Protective Equipment During the Coronavirus Pandemic: Results of a Survey Wound Manag Prev
8 AE UK FT 2021 Cross-sectional Q Burns ES, Pathmarajah P, Muralidharan V. Physical and psychological impacts of handwashing and personal protective equipment usage in the COVID-19 pandemic: A UK based cross-sectional analysis of healthcare workers Dermatol Ther
13 AE Morocco FT 2020 Cross-sectional Q Hajjij A, Aasfara J, Khalis M, Ouhabi H, Benariba F, Jr., El Kettani C. Personal Protective Equipment and Headaches: Cross-Sectional Study Among Moroccan Healthcare Workers During COVID-19 Pandemic Cureus
15 AE Lebanon FT 2022 Cross-sectional Q Hamdan A-L, Jabbour C, Ghanem A, Ghanem P. The Impact of Masking Habits on Voice in a Sub-population of Healthcare Workers Journal of Voice
18 AE Turkey FT 2021 Cross-sectional Q Köseoğlu Toksoy C, Demirbaş H, Bozkurt E, Acar H, Türk Börü Ü. Headache related to mask use of healthcare workers in COVID-19 pandemic Korean J Pain
20 AE India FT 2023 Cross-sectional Q Laxmidhar R, Desai C, Patel P, Laxmidhar F. Adverse Effects Faced by Healthcare Workers While Using Personal Protective Equipment During the COVID-19 Pandemic in Civil Hospital, Ahmedabad Cureus
22 AE China FT 2022 Cross-sectional Q Liu N, Ye M, Zhu Q, Chen D, Xu M, He J, et al. Adverse Reactions to Facemasks in Health-Care Workers: A Cross-Sectional Survey. Clin Cosmet Investig Dermatol
33 AE Nigeria FT 2021 Cross-sectional O Nwosu ADG, Ossai EN, Onwuasoigwe O, Ahaotu F. Oxygen saturation and perceived discomfort with face mask types, in the era of COVID-19: a hospital-based cross-sectional study Pan Afr Med J
35 AE Portugal FT 2022 Cross-sectional Q Peres D, Monteiro J, Boléo-Tomé J. Medical masks’ and respirators’ pattern of use, adverse effects and errors among Portuguese health care professionals during the COVID-19 pandemic: A cross-sectional study Am J Infect Control
40 AE Spain FT 2020 Cross-sectional Q Ramirez-Moreno JM, Ceberino D, Gonzalez Plata A, Rebollo B, Macias Sedas P, Hariramani R, et al. Mask-associated ‘de novo’ headache in healthcare workers during the COVID-19 pandemic Occup Environ Med
41 AE Italy FT 2021 Cross-sectional Q Rapisarda L, Trimboli M, Fortunato F, De Martino A, Marsico O, Demonte G, et al. Facemask headache: a new nosographic entity among healthcare providers in COVID-19 era Neurological Sciences
44 AE China FT 2022 Cross-sectional Q Wan X, Lu Q, Sun D, Wu H, Jiang G. Skin Barrier Damage due to Prolonged Mask Use among Healthcare Workers and the General Population during the COVID-19 Pandemic: A Prospective Cross-Sectional Survey in China Dermatology

LEGEND

M/AE: Mask, Adverse Events.

T/Q/O: Testing, Questionnaire, Other

FT/A: Full Text, Abstract

It occurs to me that some of the “Gish Gallops” I have encountered on masks are derived from this list, but being pressed temporally, I have not had time to check.

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About Lambert Strether

Readers, I have had a correspondent characterize my views as realistic cynical. Let me briefly explain them. I believe in universal programs that provide concrete material benefits, especially to the working class. Medicare for All is the prime example, but tuition-free college and a Post Office Bank also fall under this heading. So do a Jobs Guarantee and a Debt Jubilee. Clearly, neither liberal Democrats nor conservative Republicans can deliver on such programs, because the two are different flavors of neoliberalism (“Because markets”). I don’t much care about the “ism” that delivers the benefits, although whichever one does have to put common humanity first, as opposed to markets. Could be a second FDR saving capitalism, democratic socialism leashing and collaring it, or communism razing it. I don’t much care, as long as the benefits are delivered. To me, the key issue — and this is why Medicare for All is always first with me — is the tens of thousands of excess “deaths from despair,” as described by the Case-Deaton study, and other recent studies. That enormous body count makes Medicare for All, at the very least, a moral and strategic imperative. And that level of suffering and organic damage makes the concerns of identity politics — even the worthy fight to help the refugees Bush, Obama, and Clinton’s wars created — bright shiny objects by comparison. Hence my frustration with the news flow — currently in my view the swirling intersection of two, separate Shock Doctrine campaigns, one by the Administration, and the other by out-of-power liberals and their allies in the State and in the press — a news flow that constantly forces me to focus on matters that I regard as of secondary importance to the excess deaths. What kind of political economy is it that halts or even reverses the increases in life expectancy that civilized societies have achieved? I am also very hopeful that the continuing destruction of both party establishments will open the space for voices supporting programs similar to those I have listed; let’s call such voices “the left.” Volatility creates opportunity, especially if the Democrat establishment, which puts markets first and opposes all such programs, isn’t allowed to get back into the saddle. Eyes on the prize! I love the tactical level, and secretly love even the horse race, since I’ve been blogging about it daily for fourteen years, but everything I write has this perspective at the back of it.

28 comments

  1. Henry Moon Pie

    Amazing analysis, Lambert. They really didn’t try that hard to cover their tracks since they would never expect some TV or NYT prima donna to read it.

    One thing I don’t understand about the general context. Since HICPAC wants to do the bidding of the hospitals, how can hospitals be so cavalier about risking patient infections? Aren’t they concerned about the plaintiffs’ bar, or do they have a plan to torpedo any lawsuits about hospital-acquired infections with some HICPAC standard equals “community standard” BS? The incentives have gotten more perverse than usual here somehow. I guess in the old days, it was car companies buying off any safety regulations. Now it’s spread even to the healthcare medical industry.

    1. Skip Intro

      The increasing presence of private equity and finance in hospital administration may have resulted in spillover of the TBTF-hostage model from financial and mortgage shenanigans. If they can make the problem systemic enough, individuals and institutions are protected from liability, and eventually bailed out.

    1. Lambert Strether Post author

      > Typo

      Thank you! I went through and did another copy edit, and fixed a few other things. After all, I would like this post to be widely distributed!

      For PRISMA mavens, I added footnote 2. It’s important, since it shows the degree to which DHQO is non-conformant. I would be surprised to find out that anybody actually read it.

  2. mrsyk

    I bet a study like this published under HICPAC’s brand has to meet certain scientific criteria. It’s a bureaucracy. There’s a rule in a by-law somewhere. I wonder if that’s why the hand waves represented in points 1 and 2.

    1. lambert strether

      Doesn’t matter. IMNSHO FACA is what it is. HICPAC wouldn’t be the first lawless bureaucracy. And if they’ve engineered some backdoor exception, let’s rip that bandage off too.

        1. Lambert Strether Post author

          > I believe there are strict protocols to publish with the CDC.

          I’m sure there are for publication in MMWR. I doubt very much that the same rules apply for HICPAC deliverables, which apparently CDC regards as next door to internal deliberations.

  3. Ignacio

    If they say they adhere to PRISMA procedures but the draft doesn’t show such adherence, no wonder why they don’t want to make It public (and violate the law consequently). The CDC has been PMCaste-ized and doesn’t seem to work for the benefit of the people any more.

  4. Peter Pan

    Fantastic work!

    One question: Is there an objective standard under law, rule or something similar that would make this a “gross violation” rather than just a “violation” of FACA?

    1. Lambert Strether Post author

      > Is there an objective standard under law

      Not that I know of. I called it gross because it is gross. Arrogant, impervious, entitled, throwing their weight around because they’ve entrenched themselves. Also gross because so structurally removed from the democratic process. Deliberately so.

  5. Bazarov

    They’re going to try to handwave these “guidelines” through, and then when questioned about it, they’ll clutch their pearls and say they’re only following “teh science, teh science di tutti capi!”

  6. KLG

    HICPAC is making decisions affecting the health and lives of millions not only based on a draft, but a draft PowerPoint presentation, bullet points and all.

    When I had graduate students in my laboratory, I made them read the most recent printing of How to Lie with Statistics and Edward Tufte on The Cognitive Style of PowerPoint. Here is his free excerpt explaining the Columbia Disaster. My students’ slides were simple and direct, with no added frills to divert the audience’s attention from the data. I remember when the Old Guard went nuts when a presenter went to the trouble to use color slides pre-PowerPoint unless color was absolutely necessary. Their natural reaction was the speaker had something to hide. Diazo slides (blue background/white lines and print) were too much for most of them, even though they were easier on the eyes than black on a white background.

    Tufte is essential to anyone and everyone who has to watch and listen and read what “science” and the government put out. Like a letter of recommendation, which my job requires me to read regularly, what is not said is much more important than what is in black and white, and color.

    HICPAC is likely to end similarly, as a much less localized catastrophe than Columbia. RIP seven brave astronauts.

  7. Angie Neer

    Not many comments, so I’ll just throw in an atta-boy and sincere thanks to Lambert for this detailed analysis.

  8. Samuel Conner

    Thanks, Lambert.

    Wondering — given that HICPAC is composed of representatives of the corporate power aspects of US healthcare system (sorry for the clumsy wording; not sure how to better phrase it, especially at this early stage of my daily caffeination cycle) — can we discern clear motives for the anticipated downgrade of infection control recommendations?

    Granting that our elites are reasonably well-informed about the risks of infection with SARS-CoV-2 and are aware of effective, albeit imperfect, mitigations (#DavosSafe), what do HICPAC principals hope to accomplish by relaxing controls in healthcare settings? It’s hard for me to believe that they anticipate short-term $ savings to offset long-term risks to these enterprises due to more frequent infection of their own workers. Perhaps the benefits are not at the cost side, but at the revenue side? Is it possible that, at an enterprise level, it’s more profitable to promote infection (“promotion” is a form of “control”, I suppose) and then treat it, than it is to prevent infection?

  9. Lambert Strether Post author

    > can we discern clear motives

    It’s easier to impute than discern. Speculating freely, I think at the level of personal commitment (I think Bourdieu calls this the habitus), the Hospital Infection Control “community” is deeply committed to a model that does not permit airborne transmission throughout the facility; they have a paradigm of ranking areas within the facility by risk, and then adjusting measures to the risk. (So,”take off your mask in the hallway when you’ve left the patient’s room; it’s fine!”) The concept of an airborne pathogen that floats like smoke everywhere makes their back teeth itch and they reject it. Recall also that every single one of those ranked areas has a PMC in charge of it, so an organizational hierarchy mirrors the spatial hierarchy. Universal masking and clean air flattens or in any case alters that hierarchy, and who wants that? We can also throw into the mix that arrogant and powerful MDs are possessed by the Semmelweis Reflex. And then, of course, masks and filters are a line item, have to be paid for out of money already committed to other projects and their factions.

    So, we have a hospital system where people with tested and proven engineering solutions to aerosol transmission are always pushing on closed doors, and others who oppose those solutions find that doors always open easily to them. ‘Twas ever thus! Our governing class, the hegemonic PMC, therefore, out of the interests common to them, produces results when their actions are aggregated that can only be characterized as stochastic eugenicism. Our ruling class, capital, I’m perfectly happy to call straight up eugenicists out of personal commitment. “Defunct economists,” and so forth.

    1. Samuel Conner

      > deeply committed to a model that does not permit airborne transmission throughout the facility

      By “does not permit”, do you mean “does not acknowledge the possibility of”? “does not permit contemplation of the possibility of”?

      If that’s the intended meaning, I take some hope that this commitment could be overthrown by events. Perhaps airborne transmission of an emergent variant throughout a facility could be documented. Hospitals as … superspreader sites.

      1. Lambert Strether Post author

        > By “does not permit”, do you mean “does not acknowledge the possibility of”? “does not permit contemplation of the possibility of”?

        Yes, sorry. Yes, paradigms can change. One funeral at a time. The absence of lawsuits is puzzling.

      2. John Zelnicker

        I can’t answer for Lambert, but since he hasn’t responded yet, my opinion is that is exactly what he means.

        Oops, sorry Lambert, I didn’t refresh the page before commenting.

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